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Compliance should be a conversation

From InvestmentNews
Added on February 2024 in Form an RIA
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Summary: Maintaining an open dialogue lets advisors and the compliance team work through concerns together, finding solutions rather than confronting roadblocks.

Fintech launches annuities platform

From InvestmentNerws
Added on January 2024 in Form an RIA
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Summary: Fintech Flourish has rolled out a platform that will make it easier for registered investment advisors to provide fee-based annuities for their clients.

Thinking of going independent? How smaller RIAs can win despite disruptive tech

From InvestmentNews
Added on December 2023 in Form an RIA
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Summary: Despite current economic challenges, together with the disruptive impact of technology including artificial intelligence and embedded finance, the business development director at Advisory Services Network sees great opportunity.

RIAs are hiring, but most are also investing in existing staff, Schwab finds

From InvestmentNews
Added on December 2023 in Form an RIA
0 visitor like this article | Viewed 301 times | 0 comment

Suimmary: RIAs have been bolstering their head counts this year, but not quite at the same pace seen in 2022 – and they’ve been increasing compensation and perks to help attract talent.

Are You Ready To Attract Top Talent to Your Organization?

From Advisorpedia
Added on November 2023 in Form an RIA
0 visitor like this article | Viewed 310 times | 0 comment

Summary: Sara Riggs shares experience and insights in our guest blog post, Are You Ready to Attract Top Talent To Your Organization?Riggs is Senior Vice President and Head of Swoon Staffing, where she works to create even more collaboration between Swoon’s recruiting and sales teams to build a true synergy. 

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