From Financial Planning
Added on December 2018 in Form an RIA
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Summary: For advisors, 2018 was all about adapting to major transformation. For firms, it was about the battle for control which left advisors at a crossroads of accepting themselves as agents of their firms or crafting creative ways to break free.
From Advisor Perspectives
Added on December 2018 in Form an RIA
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Summary: Does your compliance team have the resources it needs to fully meet the SEC’s requirements? Before you quickly answer “yes” to that question, here’s the story of the problems an RIA faced by assuming that compliance costs could be easily reduced.
From Financial Planning
Added on December 2018 in Form an RIA
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Summary: A common misconception in the RIA industry is that COOs add to a firm’s expenses but do little to boost the firm’s revenue.
From Financial Planning
Added on December 2018 in Form an RIA
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Summary: Google Assistant, investing apps, virtual reality tech — clients are using them all. But which new digital tools are vital for advisors? Here’s a breakdown of the eight most-important technologies for 2019 and beyond.
From WealthManagement.com
Added on December 2018 in Form an RIA
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Summary: There’s an old saying that often makes financial advisors cringe: Bull markets mask problems (issues, troubles, dysfunction, inefficiencies, etc.). Being that we’ve been in a long upward trend in the market (with the exception of recent volatility), a prudent exercise for financial advisors is to step back and take an honest reflection on 2018 year-to-date.
