Added on October 2014 in Join an RIA
1 visitor like this article | Viewed 5335 times | 0 comment
Summary: Nearly half of advisors (49 percent) said working at a smaller company was the important reason in choosing to work for an RIA, the Schwab study found. This is even higher among younger respondents, with 68 percent of FAs under 40 saying they want to work for a smaller company.
Added on September 2014 in Join an RIA
1 visitor like this article | Viewed 6292 times | 0 comment
Summary: A Schwab Advisor Services RIA talent study examined the characteristics of the profession and the paths the advisors had taken. The 571 advisors surveyed shared four different views on the RIA industry: becoming an RIA, being an RIA, career management and recruiting.
Added on September 2014 in Join an RIA
0 visitor like this article | Viewed 5636 times | 0 comment
Summary: For young people interested in financial advising as a career, either for a brokerage or an investment advisory firm, enrolling in a college financial planning program has become a popular path. More colleges have started up these programs, often working with the Certified Financial Planner Board of Standards, Inc. to provide students with the education requirement for the group's financial planner certification.
Added on August 2014 in Join an RIA
1 visitor like this article | Viewed 5649 times | 0 comment
Summary: In this article, we’ll cover the most important issues you’ll face, provide a process for your decision and, hopefully, arm you with the tools and information you’ll need to make the right choice. Obviously, independence is not for everyone, but for some, it can be a highly rewarding experience. As is the case with all decisions, there are two components. One is logical and the other emotional. First, do your analysis (logic) and then make the decision (emotional).
Added on August 2014 in Join an RIA
1 visitor like this article | Viewed 5935 times | 0 comment
Summary: Triad Advisors said early Tuesday that it launched Triad Hybrid Solutions, an RIA platform aimed at small and midsize independent financial advisors. The new RIA model will be led by Michael C. Bryan. Triad Hybrid Solutions expects to attract investment advisors of RIAs that deal with multiple state registrations, those who do not have the desire to dedicate staff and resources to RIA maintenance, or breakaways from wirehouses who may prefer an established structure,” the company said in a press release.
