Finra advances proposals to clarify outside business activities, churning rules

Mark Schoeff Jr. | InvestmentNews, December 2017

Summary: An upcoming Finra rule proposal would make it easier for brokerages to determine whether their representatives are engaging in harmful activities away from the office.

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Finra advances proposals to clarify outside business activities, churning rules

Mark Schoeff Jr. | InvestmentNews, December 2017

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