Summary: The Financial Industry Regulatory Authority (FINRA), Wall Street's self-funded watchdog, in a February report faulted some firms for having shoddy security policies, including their responses after cyber attacks.
 Small advisory firms that rely on large companies, such as Charles Schwab Corp, to hold clients' assets, should not assume they are immune to hackers. These advisers have other data on their networks that hackers want, such as clients’ personal information and emails.”Raj Bakhru, partner, ACA Aponix |
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