 Finra is neither a true self-regulator nor is it a government regulator, but it acts more like a deputy of the SEC."Rep. Scott Garrett, R-N.J. |
Ketchum tells lawmakers CARDS is on hold, not dead
Mark Schoeff Jr. | InvestmentNews, May 2015
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Summary: Finra chairman and chief executive Richard Ketchum told lawmakers on Friday that its controversial massive data-collection program is on hold while the regulator studies whether it would make brokerage information vulnerable to hackers. The CEO, however, did not suggest the proposal is dead.
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