 Consumers Are Confused and Harmed,” as the report is called, covers familiar ground in deploring the hodgepodge of regulations that govern broker-dealers, investment advisors and insurance professionals" |
Regulatory Gaps Hurt Clients: Coalition
Joan Warner | Financial Advisor IQ, October 2014
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Summary: Nearly five years after Dodd-Frank became law, a uniform fiduciary standard for advisors in all channels is nowhere in sight. But the lack of progress hasn’t deterred the Financial Planning Coalition from agitating for more accountability in the industry.
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