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SEC Ad Rule Revamp Is a Game Changer

Melanie Waddell | ThinkAdvisor, November 2019
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Summary: Advisors, industry officials and compliance pros are hailing the Securities and Exchange Commission’s plan to modernize its outdated 50-year-old Advertising Rule as a game changer for the industry, with some arguing that the proposed changes are poised to put the advisory profession on equal footing with others.

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