 We will begin to consider whether investors understand the fees and expenses they pay for an array of products and service providers, including funds, investment advisers and broker-dealers.”Rick Fleming, Securities and Exchange Commission
|
SEC Investor Advocate Fleming targets fees charged by advisers
Tanvi Acharya | InvestmentNews, July 2016
Read the article online >
Summary: To SEC investor advocate Rick A. Fleming, improved disclosure of fees and expenses charged by financial advisers is a top priority in the new fiscal year, which begins in October.
Be the first to comment on this Article
