 Guidance on these potential scenarios comes via Joanna Belbey, a social-media and compliance specialist with Actiance Inc. |
Take the quiz: Are your client review tactics compliant?
Liz Skinner | InvestmentNews, April 2014
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Summary: Now that the SEC has allowed advisers to use third-party client reviews on their websites or social-media pages, it's time to figure out what kinds of uses will run afoul of industry regulators. Test your compliance knowledge with these five client review sharing scenarios to figure out if you're up to speed.
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