Added on April 2016 in Join an RIA
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Summary: [VIDEO] Mega deals are on the horizon for top producers looking to switch firms, leading recruiters say in this video installment of On Wall Street's annual recruiters panel.
Added on March 2016 in Join an RIA
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Summary: The ranks of breakaway brokers moving to the registered investment advisor channel may very well increase over the next year or so, according to Scott Collins, director of broker independence at TD Ameritrade Institutional.
Added on February 2016 in Join an RIA
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Summary: Eric Roberge's career as a financial planner began in frustration. He slogged through mutual fund-related tax work in his first job at J.P. Morgan. He broke out as an advisor just as the market was crashing in 2008. The founder of a firm where he worked dangled the prospect of his buying the practice, but wouldn’t commit.
Added on January 2016 in Join an RIA
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Summary: The CFP Board has tapped attorney Marilyn Mohrman-Gillis as the inaugural head of its new CFP Board Center for Financial Planning. The center, created to attract and support the next generation of planners through research, forums and new initiatives, launched in January.
Added on December 2015 in Join an RIA
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Summary: For advisors considering the RIA space, a few lessons learned on the client side are key to a successful transition.
