0 visitor like this article | Viewed 4020 times | 0 comment
Summary: Keeping talented young recruits in place means creating the right balance of learning with realistic expectations for the timing of career advancement.
0 visitor like this article | Viewed 4120 times | 0 comment
Summary:What does the financial advice firm of the future look like? For many industry leaders, it's making financial planning and investment management as easy as shopping on Amazon, ordering a ride on Uber or streaming a movie on Netflix.
0 visitor like this article | Viewed 4096 times | 0 comment
0 visitor like this article | Viewed 3891 times | 0 comment
Summary: The Securities and Exchange Commission, as well as state securities regulators, want to know about your firm’s cybersecurity practices. Not only are you responsible for safeguarding your firm’s networks and devices, but you must perform due diligence on your vendors and establish policies for employees.
0 visitor like this article | Viewed 4228 times | 0 comment
Summary: For Joe Reeves and Ron Butt, co-founders of Louisville, Kent.-based ARGI, the pursuit of a viable succession plan for their $2.6 billion financial planning firm was the original objective, but the ESOP provided the added bonus of giving all employees a potential stake in the RIA's ongoing success.
