From Think Advisor
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Summary: Just as registered investment advisors name adopting cybersecurity policies as their top compliance chore, RIAs rate anti-money laundering policies as their second biggest concern.
From InvestmentNews
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Summary: It’s that time of the year again. With summer officially starting Monday, InvestmentNews has prepared a reading list for advisers comprising recommendations from some of your top peers. We asked for both professional and fun reads, with some insights into what makes these books so special.
From Think Advisor
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Summary: What differentiates a top-performing advisory firm from others? It’s a crucial question not only for successful firms, which naturally want to maintain their leadership, but also for other firms that want to join the pantheon of industry leaders.
From WealthManagement.com
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Summary: According to Schwab Advisor Services’ “Independent Advisor Outlook Study” of 930 independent RIAs that custody with Schwab, three-quarters of advisors are “very optimistic for [RIAs] to grow in the next five years.
From On Wall Street
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Summary: The advisory world is being roiled by changes. How should advisers adapt as passive investing and automated advising continue to grow? What about changing definitions of risk in a fiduciary environment and new client goals?
