 A risk assessment covers deficiencies in documentation, processes and procedures, workflow flaws and vulnerabilities, vendor diligence, and beyond, in addition to internal and external network testing."Raj Bakhru, CFA and CEO, Aponix Financial Technologists. |
Cyberattacks on Small, Midsize Advisors Go Undetected
Melanie Waddell | Think Advisor, September 2014
Read the article online >Summary:Responding to the preliminary results of the recently released survey by the North American Securities Administrators Association, which found that the majority of small and midsize state-registered advisors have tech or cybersecurity policies in place and that only 4.1% of the participants were aware that they had suffered a cybersecurity incident.
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