Fostering a Culture of Compliance for the DOL Fiduciary Rule
Tina Lorenz | WealthManagement.com, October 2017
Read the article online >Summary: After numerous delays, updates and court decisions, the future of the Department of Labor’s Fiduciary Rule remains uncertain. While regulators still have not offered a clear picture of what to expect, advisory firms are using this time to examine their processes and payment structures to ensure they will be prepared to comply.
Be the first to comment on this Article