 I don’t want to be absent from smaller spaces. Investors across the board deserve protection."Mary Jo White, Chairman, Securities and Exchange Commission. |
SEC Chairman: Examining Smaller Advisors Important
Ted Knutson | Financial Advisor Magazine, April 2014
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Summary: Securities and Exchange Commission Chairman Mary Jo White said Tuesday she is telling her staff that examining small investment advisors is important.The SEC’s use of computer modeling to determine which advisors to examine might not bring up large numbers of smaller advisors because they are not as risky as larger operations.
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