Try one month free with this coupon: ria_match_promo

7 Protocol Essentials for Breakaway Brokers

Gil Weinreich | Advisor One, May 2012

Summary: Attorney Patrick Burns warns advisors to adhere to the Protocol for Broker Recruiting. He provides 7 steps to follow and tells the cautionary tale of a couple of Merrill brokers who were served with a temporary restraining order. They were caught on video taking files from their office the weekend before their departure.

While these cases are rare nowadays, the Alabama case is a reminder that brokers “can’t just take whatever [they] want” without fear of consequences.”

Patrick Burns, Security Attorney

< Previous Article

Wharton Professor Gives Advisory Model Radical Makeover

Next Article >

9 Myths of Breakaway Brokers Becoming RIAs

comments

Be the first to comment on this Article