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Summary: Most advisors who left brokerage firms to set up their own shop or join an RIA network are happier, enjoying their freedom and reporting higher revenues, according to a survey commissioned by Charles Schwab.
 Clients like entrusting their assets to advisors who don’t belong to firms that both make and sell investment products.The better understanding of the delineation between manufacturing and distributing investments “has led to this acceleration of the independent movement.” Shirl Penney,President and CEO, Dynasty Financial |
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