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Summary: Ask an industry vet about his or her compliance department and you will hear many colorful euphemisms used as definitions. “Business Prevention Unit.” “Department of No.” Humor aside, it is this thinking that immediately disintermediates a fairly sophisticated group that could be a significant resource in asset and revenue generation
 Compliance is an abundance of business intelligence that is often untapped. Does your firm want to get the most out of all of its resources? Leverage your compliance staff to build a better business. They’re just waiting to be asked." Matthew Reynolds, Chief Operating & Compliance Officer, Noyes |
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