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Summary: Just because your title, CCO, contains the word "Officer" doesn't mean you are a corporate officer and required by law to be indemnified by your employer.
 E&O Insurance may not be the back-up plan to your liability. Many E&O insurance policies only respond to written demand by clients arising our of your professional investment advisory services. Not services as CCO and not for demands by regulators.”Andrew Fotopulos, President, Starkweather and Shepley Insurance Brokerage |
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