 As long as you have to make the effort to come up with a plan, you may as well actually do the succession plan.”Peter McGratty, vice president of for strategic partnerships, Pinnacle Advisor Solutions. |
State regulators to require continuity plans
Mark Schoeff Jr. | InvestmentNews, April 2015
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Summary: State securities regulators have advanced a model rule outlining policies investment advisers should have in place to respond to natural disasters or the death or incapacitation of an executive.
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