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Knowledge and Insight > Plan for the Future
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This blind spot is putting financial advisors and their clients at risk

Darla Mercardo | CNBC, July 2019
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Summary: The Securities and Exchange Commission, as well as state securities regulators, want to know about your firm’s cybersecurity practices. Not only are you responsible for safeguarding your firm’s networks and devices, but you must perform due diligence on your vendors and establish policies for employees.

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