1 visitor like this article | Viewed 6153 times | 0 comment
Summary: Wirehouse financial advisors will relate to these 9 common fears when considering breaking away to the independent channel.
0 visitor like this article | Viewed 7487 times | 0 comment
Summary: Internal succession continues to be the preferred succession plan. One of the country’s largest RIAs, Ronald Blue and Co created a company culture and a succession plan which requires the firm to value the whole over its parts. In other words, the group mindset has to be that the endurance of the firm is more important than the immediate prosperity of the individual advisor.
Added on June 2013 in M&A Issues
0 visitor like this article | Viewed 7171 times | 0 comment
Summary: Rebecca Pomering has spent much of her career guiding RIA mergers. But the failure of the Moss Adams-Rowling Dold merger was proof that even the best looking ones can experience unanticipated pitfalls. Rowling did not like the transition to having less control and less of a leadership role. It’s the intangibles that often determine whether the merger will be successful or not; sometimes RIAs just need to take the leap of faith and agree to some give and take.
Added on April 2013 in Form an RIA
2 visitors like this article | Viewed 7024 times | 0 comment
Summary: RIA in a Box gives a brief look at why and how you would form your own RIA in the current advisory environment. A hint: it's not as hard as you think.
