Added on April 2018 in Join an RIA
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Summary: [Podcast] At a time when many other advisors would be focused on retirement, this senior advisor and his team took “the road less traveled” in order to better serve their clients and business.
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Summary: Imagine arriving to work in the morning — the lights already powered on, the temperature set the way you like it, the coffee brewed — and being greeted by an assistant that spent all night preparing a prioritized list of opportunities for you and your clients.
Added on April 2018 in M&A Issues
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Summary: 5 Reasons to Consider Selling Your Practice Now
Join us for a webinar on April 19, 2018 at 1:00 PM EDT
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Summary The SEC is keeping an eagle eye on RIAs who overcharge their clients or incorrectly bill them.
Added on April 2018 in Form an RIA
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Summary: SIFMA has released its Data Aggregation Principles to protect member firms and their customers against potential security breaches and misuse of personal financial data by third-party aggregators.
