0 visitor like this article | Viewed 3747 times | 0 comment
Summary: It was not long ago when a public relations program designed at getting your name in front of potential clients was pretty simple: get your name in the local media on a regular basis, do some local charitable work and hang out at your local country club.
Added on November 2017 in Form an RIA
0 visitor like this article | Viewed 4412 times | 0 comment
Summary: This news comes with little surprise and we fully expect that Merrill Lynch will soon follow suit. Certainly announcements like this cause an abundance of emotions from fear and anxiety to anger and everywhere in between for advisors who were protected by the seminal document.
Added on November 2017 in Form an RIA
0 visitor like this article | Viewed 4193 times | 0 comment
Summary: First, a disclaimer: We are not lawyers, and this post does not contain legal advice of any kind. As operational consultants that advise financial advisors on the nuances of starting an RIA, we always suggest advisors consult with legal counsel before embarking on a breakaway transition.
Added on November 2017 in Form an RIA
0 visitor like this article | Viewed 4367 times | 0 comment
Summary: UBS Wealth Management Americas said Monday morning it was exiting an industry agreement known as the protocol for broker recruiting, which has made it easier for brokers to change firms. UBS follows the lead of Morgan Stanley, which told its employees at the end of October it would no longer work under the protocol.
0 visitor like this article | Viewed 3776 times | 0 comment
Summary: For any successful marketing plan, the first and most important step is to determine the main purpose and goals for any activity. Before even considering leveraging social media to connect with current and prospective clients for your advisory firm, you should consider.
