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10 fiduciary facts advisers need to know now

Added on May 2017 in Form an RIA
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Summary: Advisers snapped to attention when Secretary of Labor Alexander Acosta said in a surprise commentary in The Wall Street Journal that the Department of Labor would not further delay the first stage of the fiduciary rule's implementation. The Labor Department did back off some of the compliance requirements for the rest of this year, however, and said it plans to collect more information. What does this mean for advisers and other wealth management specialists? Scroll through to see 10 things you need to know right now about the fiduciary rule.

How financial advisers can drive more value into their practices

Added on May 2017 in Manage Your Practice
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Summary: The increasing cost and complexity needed to operate as a financial adviser in today's environment is creating a market ripe for mergers and acquisitions.

4 Ways Young CFPs Can Balance Passion and Practice

Added on May 2017 in Join an RIA
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Summary: If we find ourselves in a firm that does not allow flexibility to pursue our passions in different ways, there is a high likelihood that we will not stay there long. The key to achieving high job satisfaction is to figure out what will bring you joy on a daily basis and how you can incorporate that into your job.

Summer reading suggestions from top members of the financial advice industry

Added on May 2017 in Thought Leadership
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Summary: It's that time of the year again! With summer's official start less than a month away, InvestmentNews has prepared a reading list for advisers comprised of recommendations from some of your top peers and experts. We asked for both professional and fun reads, with some insights into what makes these books so special.

Ten Cybersecurity Best Practices for Wealth Managers and Fintech

Added on May 2017 in Manage Your Practice
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Summary:  [Slideshow] In the wake of the ransonware WannaCry attack, now is the time for wealth managers and fintech platforms alike to review their cybersecurity practices to avoid being the next target.  

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