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Summary: [VIDEO] Advice industry experts weigh in on who stands to gain from the Labor Department's final fiduciary rule, as well as the areas of the industry due to suffer under the new regulation.
Added on April 2016 in Join an RIA
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Summary: [VIDEO] Mega deals are on the horizon for top producers looking to switch firms, leading recruiters say in this video installment of On Wall Street's annual recruiters panel.
Added on April 2016 in M&A Issues
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Summary: We keep hearing all of the statistics and seeing all of the headlines: there have been X number of firm sales in the past year, up X% from last year. But what’s behind those statistics and what do they really mean to the actual buyers and sellers in the marketplace?
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Summary: As a financial advisor, are you operating a practice or a business? Perhaps the answer is neither. You could be in a transitional phase, a sort of “no man’s land,” if you will, between the two models. And you might not even be aware of it.
Added on April 2016 in Form an RIA
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Summary: Answering critics who claim the Labor Department caved to industry interests in issuing its final fiduciary rule, a top official countered that the new regulations will result in “major reform," while not ruling out additional government action.
