0 visitor like this article | Viewed 3358 times | 0 comment
Summary: The Department of Labor’s fiduciary rule, released in April, highlights what our affluent research has been telling us for the past decade: The affluent want a professional to oversee the multi-dimensional aspects of their family’s financial affairs and have their best interests in mind.
0 visitor like this article | Viewed 3171 times | 0 comment
Summary: The SEC proposed a rule Tuesday that would require investment advisors to put in place business continuity and transition plans, detailing how they would "minimize material disruptions" to service in the event of natural disasters, cyber attacks, technology failures, the departure of key personnel or other events. Advisors could tailor their plans to fit their operations and risks specific to their particular business models.
0 visitor like this article | Viewed 3442 times | 0 comment
Summary: As anticipated, the Securities and Exchange Commission proposed a new rule Tuesday requiring registered investment advisors to adopt and implement written business continuity and succession plans.
0 visitor like this article | Viewed 3322 times | 0 comment
Summary: Financial advisory firms are starting to embrace the trend of using job titles that reflect the spirit of the position.
0 visitor like this article | Viewed 3228 times | 0 comment
Summary: The words we use to describe ourselves can give us a wind at our backs, or they can generate a wind in our faces. This especially applies to the financial planning sector, in part because the profession has yet to define itself in the public mind with crystal clarity.
