Added on November 2014 in Form an RIA
1 visitor like this article | Viewed 5212 times | 0 comment
Summary: with all the arguments and lobbying around the fiduciary standard, I think the profession is in danger of forgetting the big picture. The fight over the “fiduciary” label is really just one more battle in a long war between professionals and sales agents.
Added on November 2014 in Join an RIA
2 visitors like this article | Viewed 5465 times | 0 comment
Summary: Should you change channels in the advisory world? Are you thinking about becoming an advisor? It’s important to be able to compare and contrast the choices. Most investors and many advisors can’t distinguish between the advisory channels. Each channel is a silo with its own firms, terms and choices. Sometimes you can combine two paths like belonging to an independent broker dealer and also an independent RIA. It can be complicated.
Added on November 2014 in Form an RIA
0 visitor like this article | Viewed 5068 times | 0 comment
Summary: That decision, as difficult as it might have been, now leads to a host of other questions you must ask yourself, and some outside experts, before you’re able to hang up your own RIA shingle.
1 visitor like this article | Viewed 4281 times | 0 comment
Summary: Despite the past two decades of employer efforts to improve gender diversity and equality in the workplace, women remain underrepresented at most levels in the workforce and are not progressing in their careers.
2 visitors like this article | Viewed 4268 times | 0 comment
Summary: Tony Robbins, the self-help guru nicknamed the “mahatma of motivation,” is taking his toothy smile and his message of self-empowerment to financial services, where he hopes to be the face of the registered investment adviser business.
