0 visitor like this article | Viewed 3736 times | 0 comment
RIA Match celebrates nearly 5,000 subscribers, the launch of our newest service, RIA Match Concierge Jump Start and the complimentary promotion of your My Story profile.
We look forward to serving our Advisor Community in 2019. We wish you continued success in the New Year!
0 visitor like this article | Viewed 4388 times | 0 comment
Summary: I have met recently with many advisors on the topic of teaming. Even those who run very successful practices with significant growth and revenue can face people-related obstacles. A “team” can be large or small – two partners working together or several hundred people all in the same firm. As you think about ensuring your team is performing as effectively as possible in 2019, here are five key areas.
0 visitor like this article | Viewed 4366 times | 0 comment
Summary: Innovative technology can help transform advisors' workflow — but adoption takes time.
0 visitor like this article | Viewed 4355 times | 0 comment
Summary: The Securities and Exchange Commission’s exam division is warning registered investment advisors to review their electronic communication procedures, as recent exams showed advisors failed to ensure compliance with SEC rules.
Added on December 2018 in Join an RIA
0 visitor like this article | Viewed 5119 times | 0 comment
Summary: The last bear market jolted a lot of financial advisors, and many are still feeling the impact a decade later. The advisor workforce is smaller today than it was in 2007, even as the number of millionaires is going up each year. While that’s partly due to age and technology, some of the erosion can be traced to strategic and tactical mistakes.
