Added on April 2016 in Form an RIA
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Summary: Last week, the Department of Labor issued the final version of a sweeping regulation for the industry that requires anyone providing investment advice for retirement accounts to serve as a fiduciary and act solely in the best interests of clients.
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Summary: Registered Investment Advisors and financial planners without a social media strategy may need to think again in planning for asset and client growth in 2016.
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Summary: [VIDEO] Advice industry experts weigh in on who stands to gain from the Labor Department's final fiduciary rule, as well as the areas of the industry due to suffer under the new regulation.
Added on April 2016 in Join an RIA
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Summary: [VIDEO] Mega deals are on the horizon for top producers looking to switch firms, leading recruiters say in this video installment of On Wall Street's annual recruiters panel.
Added on April 2016 in M&A Issues
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Summary: We keep hearing all of the statistics and seeing all of the headlines: there have been X number of firm sales in the past year, up X% from last year. But what’s behind those statistics and what do they really mean to the actual buyers and sellers in the marketplace?
