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Tsunami of new rules bears down on advisors

From InvestmentNews
Added on August 2023 in Manage Your Practice
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Summary: Many investment advisors broke out in a cold sweat when the SEC announced in May 2021 that the landmark marketing rule the agency had approved the previous December would go into force on Nov. 4, 2022. 

Three Strategies to Keep the Next Generation of Clients

From Wealth Management
Added on August 2023 in Manage Your Practice
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Summary: The financial advisor job is more than just crunching numbers. It’s about understanding individual goals and needs, building a relationship based on values, and offering sound advice tailored to each client’s unique circumstances.

New Guidance Issued on Virtual Office Sharing Arrangements

From Wealth Management
Added on July 2023 in Manage Your Practice
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Summary: A recent ABA Formal Opinion 507 addresses office sharing arrangements, which are becoming more common post-COVID.  More virtual offices mean that law practices don’t need “brick and mortal” office space (that is, space owned or rented by the firm) just for themselves. Instead, two or more law practices share certain common office facilities, overhead expenses (for example, rent, furniture, equipment and even utilities) and perhaps support staff (for example, a common receptionist, office assistants and perhaps paralegals)

Advisors use fintech frequently but which ones and why?

From InvestmentNews
Added on July 2023 in Manage Your Practice
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Summary: Financial advisors have shown almost unanimous support for using financial technology products for key elements of their working week. A poll of more than 800 advisors across the U.S. shows that 95% reported using fintech for processes such as trading and clearing, portfolio rebalancing and investment analytics.

Use a 'Human-Centric' Approach to Improve Your Bottom Line

From ThinkAdvisor
Added on June 2023 in Manage Your Practice
0 visitor like this article | Viewed 988 times | 0 comment

Summary: Three initial advisor-provided client experiences can set in motion the “human-centric” aspect of financial planning.

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