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Mature Ensemble Firm, Rochester, NY Area
Profile Contents
Profile #: 136624
Membership Level: Premium
Last Login : 05/01/25, 04:23 PM
Personal Information
Advisor For: 10+ Years
Age range: 31-40
Non-solicitation agreement with current employer? No
Non-compete agreement with current employer? No
Professional Designations: CFP
Professional Affiliations: No affiliations
Securities Licenses Held: Series 7, Series 24, Series 66
Securities Licenses Held at:
- Corporate RIA
Degrees held:
- Finance, 2011, St John Fisher College, Pittsford, United States
Practice Information
This profile represents: A team, ensemble or firm
This person or firm is classified as: A corporate RIA
Incorporation Status: Other
Incorporated in: NY
Geographic location serviced: Regional
RIA Assets Under Management: $200 million - 249 million
BD Assets Under Advisement: $100 million - $249 million
Number of Owners in Practice: 5
Number of Advisors in Practice including owner: 6
Number of Non-producing staff: 6
Sources of the firm's revenue: 75-99% Fee based revenue/remainder from commissionable revenue
The owners are compensated by: Fees and commissions
The non-owner advisors are compensated by: Salary + bonus
Compensation Breakdown: 75-99% Fee based revenue/remainder from commissionable revenue
You clients pay you based on: % of AUM, Commission
The RIA is registered with the: SEC
