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Market Dominator, Metropolitan San Francisco, CA Area
Profile Contents
Profile #: 544494
Membership Level: Basic
Last Login : 04/30/21, 05:47 PM
Personal Information
Advisor For: 10+ Years
Age range: 56-60
Role in Practice: CEO
Non-solicitation agreement with current employer? No
Non-compete agreement with current employer? No
Professional Designations: CFP, CPA
Professional Affiliations: FPA
Securities Licenses Held: Series 7, Series 66
Securities Licenses Held at:
- Independent RIA
Practice Information
This profile represents: A team, ensemble or firm
This person or firm is classified as: An independent RIA affiliated with a broker-dealer
Incorporation Status: LLC
Incorporated in: CA
Geographic location serviced: Regional
RIA Assets Under Management: $500 million - $999 million
BD Assets Under Advisement: $25 million - $99 million
Number of Owners in Practice: 1
Number of Advisors in Practice including owner: 12
Number of Non-producing staff: 23
Sources of the firm's revenue: 75-99% Fee based revenue/remainder from commissionable revenue
The owners are compensated by: Salary + bonus + ownership profits
The non-owner advisors are compensated by: Fees and commissions
Compensation Breakdown: 75-99% Fee based revenue/remainder from commissionable revenue
You clients pay you based on: % of AUM, Subscription, Fixed Fees, Commission
The RIA is registered with the: SEC
