Home >
Profile
NextGen, Miami-Fort Lauderdale, FL Area
Profile Contents
Profile #: 777668
Membership Level: Basic
Last Login : 03/06/24, 03:09 PM
My Story
CFP® practitioner venturing into the establishment of a new female-owned Registered Investment Advisor (RIA), fueled by a desire to provide excellence and holistic financial planning. With a clear vision to broaden my influence and effect positive change, I'm currently overseeing $2 million in assets under management (AUM), I bring a blend of experience and ambition to the table.
Personal Information
Advisor For: 1-4 Years
Age range: 31-40
Role in Practice: Producing Owner
Non-solicitation agreement with current employer? No
Non-compete agreement with current employer? No
Professional Designations: CFP
Professional Affiliations: No affiliations
Securities Licenses Held: Series 6, Series 7, Series 66
Securities Licenses Held at:
- Independent RIA
Degrees held:
- Bachelor, 2015, Stephen F. Austin State University, Nacogdoches, TX
- Bachelor, 2015, Stephen F. Austin State University, Nacogdoches, TX
Practice Information
This profile represents: An individual with industry experience and no established practice
Incorporation Status: Other
Incorporated in: TX
Geographic location serviced: National
RIA Assets Under Management: Less than $25 million
Number of Owners in Practice: 1
Number of Advisors in Practice including owner: 1
Sources of the firm's revenue: 75-99% Fee based revenue/remainder from commissionable revenue
The owners are compensated by: Fees and commissions
Compensation Breakdown: 100% Fee based revenue
You clients pay you based on: % of AUM, Subscription, Commission
