0 visitor like this article | Viewed 382 times | 0 comment
Summary: In the wake of the Equifax hack, are you confident your clients’ data is walled off behind sufficient cyber protections?
0 visitor like this article | Viewed 387 times | 0 comment
Summary: In recent years, more retail investors have started to make the distinction between a fiduciary duty and a suitability standard. This, of course, is due to the Department of Labor’s years-long effort to rewrite the rules for retirement accounts, which has gained attention from segments of the mainstream media that don’t typically cover our industry.
Added on October 2017 in M&A Issues
0 visitor like this article | Viewed 386 times | 0 comment
Summary: A rising number of Registered Investment Advisor (RIA) firms are turning to mergers and acquisitions (M&A) as a way to sustain their business momentum in a period of slowing growth and rapid consolidation. Such deals are not small, either
0 visitor like this article | Viewed 386 times | 0 comment
Summary: In the wake of the Equifax hack, are you confident your clients’ data is walled off behind sufficient cyber protections?
Added on September 2017 in Form an RIA
0 visitor like this article | Viewed 4676 times | 0 comment
Summary: SEATTLE — Deficiencies found by regulators during their examinations of state-registered RIAs jumped nearly 60% to 7,907 in the first half of the year, and agencies are signaling plans to make advisors accountable for shortcomings in cybersecurity, officials say.
