Added on December 2019 in Form an RIA
0 visitor like this article | Viewed 2588 times | 0 comment
Summary: PFI Advisors continues to tout the benefits of professional management for RIAs. As Rich Gill of Wealth Partners Capital Group recently stated on the Mindy Diamond on Independence podcast, the first two non-client-facing executive-level hires for RIAs are typically the chief operating officer and the chief compliance officer. The COO is brought in to "…make sure the trains are running on time," he said, while the CCO is hired to "de-risk the business."
Added on December 2019 in Form an RIA
0 visitor like this article | Viewed 2547 times | 0 comment
Summary: How your firm prices its services is about more than just boosting profit margins. The right fee structure is vital to client satisfaction and your long-term success.
Added on December 2019 in Form an RIA
0 visitor like this article | Viewed 2792 times | 0 comment
Summary: Consumer experiences like shopping for groceries, mattresses and eyewear — traditionally accomplished in person — are shifting online.
Added on December 2019 in Form an RIA
0 visitor like this article | Viewed 1 time | 0 comment
Summary: Here's a warning: Your clients are going to expect a lot more out of you in the coming years than you are probably providing today. And if you don't start preparing for it, you might as well get out of the business.
Added on November 2019 in Form an RIA
0 visitor like this article | Viewed 2559 times | 0 comment
Summary: When it comes to the potential liabilities associated with compliance failures, the numbers don’t lie.
