Added on March 2025 in Form an RIA
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Summary: Arecently released survey by CapIntel, a B2B fintech, sheds light on what investors value most in their relationships with financial advisors. It also underscores what can lead to dissatisfaction and prompt them to change advisors.
Added on February 2025 in Form an RIA
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Summary: Regardless of the model they embrace, Weiberg said in a recent interview, there are some shared best practices that all advisors should be aware of as they plan for a move and eventually transition their business. Getting the process right is of paramount importance, she stressed, especially when it comes to preventing compliance issues or negative client experiences.
Added on September 2024 in Form an RIA
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Summary: As you likely realize, fraudsters and scammers LOVE to steal identities. If you’re like me, you know more than one person whose identity, Social Security number, or personal information has been stolen and used illegally. Wise adults take precautions. We protect our credit card numbers, freeze our credit bureau accounts, never follow an email link without verifying it independently first, never give out our Social Security number unless we know for certain that it’s legitimate to do so, etc.
Added on September 2024 in Form an RIA
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Summary: Today, many American business owners have concerns about the state of the American economy according to a new survey from the Nationwide Retirement Institute, which sheds light on what’s keeping them up at night — and opportunities for financial professionals to step in with specialized solutions to address some of their biggest challenges.
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Summary: Some 64% of advisory firms have no plans to develop or use client-facing artificial intelligence, yet 46% said it was a chief compliance concern, according to the ACA Group's latest survey.
