Knowledge and Insight

5 Reasons Why Clients Might Not Want to Refer You

From IRIS

Added on July 2019 in Plan for the Future

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Branding tips for financial advisers looking to grow

From InvestmentNews

Added on July 2019 in Manage Your Practice

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AI and APIs: Q&A with In|Vest speaker Craig Iskowitz of tech consulting firm Ezra Group

From

Added on July 2019 in Thought Leadership

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This blind spot is putting financial advisors and their clients at risk

From CNBC

Added on July 2019 in Plan for the Future

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Summary: The Securities and Exchange Commission, as well as state securities regulators, want to know about your firm’s cybersecurity practices. Not only are you responsible for safeguarding your firm’s networks and devices, but you must perform due diligence on your vendors and establish policies for employees.

Client Education as a Differentiator

From WealthManagement.com

Added on July 2019 in Manage Your Practice

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Summary: When we ask financial advisors about their “Differentiators,” we often hear about client service, investment process and financial planning. Essentials for sure, but also bragged-on to a point where they don’t exactly distinguish you from the competition. Everyone, from the newest advisor to the most grizzled veteran, claims to do these things at a high level.