From InvestmentNews
0 visitor like this article | Viewed 4211 times | 0 comment
Summary: Best interest. Act in the client's best interest. Put the client's best interest ahead of your own. Regulation Best Interest.
From InvestmentNews
0 visitor like this article | Viewed 4458 times | 0 comment
Summary: As regulators struggle to reform investment advice rules, a group of advisers and investor advocates is encouraging clients to seek a higher standard on their own.
From RIA Match
0 visitor like this article | Viewed 3860 times | 0 comment
Summary:This week's repcording of our webinar on 'How To Assess Yourself and Your Match to Ensure Success' is now available.
From InvestmentNews
0 visitor like this article | Viewed 4421 times | 0 comment
Summary: The portfolio management software provider announced a new program on Wednesday called Fast Track to support advisers leaving wirehouses and broker-dealers with technology implementation, strategies and education for launching their own practice.
From InvestmentNews
Added on June 2018 in M&A Issues
0 visitor like this article | Viewed 4797 times | 0 comment
Summary: Advisory firm owners who are considering selling their firm internally in a succession-plan transaction rather than to outside buyers might be taking a valuation hit, according to Daniel Seivert, chief executive of investment bank Echelon Partners.
