From Financial Planning
Added on January 2018 in M&A Issues
0 visitor like this article | Viewed 4934 times | 0 comment
Summary: In one of the earliest deals of 2018, two RIAs have merged their complementary traditional and social media capabilities to form a new firm with nearly $3 billion in assets under management.
From WealthManagement.com
Added on January 2018 in M&A Issues
0 visitor like this article | Viewed 4770 times | 0 comment
Summary: Chicago-based Segall Bryant & Hamill, a registered investment advisory with $12.4 billion in assets under management, plans to acquire Denver Investments, a Denver-based RIA with $7.3 billion in assets. The merger provides Denver Investments with greater scale and improved operational efficiencies, while it expands SBH’s wealth management footprint in the Colorado area.
From IRIS
0 visitor like this article | Viewed 4057 times | 0 comment
Summary: A while back, I was talking to my lawyer about the “client service” I experience from him and his firm. It was evident that he was truly interested in my feedback. My response was simple. “I just have one complaint. I wish you would respond quicker to my phone calls and emails.”
From WealthManagement.com
Added on January 2018 in Form an RIA
0 visitor like this article | Viewed 4557 times | 0 comment
Summary: PFI Advisors, a consultancy focused on transitioning $1 billion plus breakaway teams out of the wirehouses, has introduced a new operations consulting service called COO Resource for registered investment advisors.
From InvestmentNews
0 visitor like this article | Viewed 5055 times | 0 comment
Summary: Apex Clearing is looking to expand its digital custody and clearing brand into the human adviser market though a new partnership with Trizic, a technology vendor that develops digital advice products for advisers.
