From Barron's Advisor Center
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Summary: As young advisory practices grow larger and begin to institutionalize, it’s very common to see their organic growth stall out. The good news is that the underlying reasons are often the same from firm to firm—and with a little planning and initiative, they can get back in gear and start growing again.
From Financial Planning
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Summary: Are you confident that clients’ data are walled off behind sufficient cyber protections?
From InvestmentNews
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Summary: Regardless of how regulators resolve the fiduciary issue, more client assets than ever are being held to a fiduciary standard, according to a report by Cerulli Associates.
From IRIS
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Summary: Again and again in our strategy work for professional services firms we encounter a common set of problems that weaken profits and rob firms of their competitive advantage. But these problems, if solved, can become powerful opportunities. Fixing these problems can create strategic advantage and improve a firm’s long-term performance and value.
From InvestmentNews
Added on December 2017 in Form an RIA
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Summary: New York State's top financial watchdog proposed regulations that would require sellers of life insurance and annuities to act in the best interest of clients, raising standards even as the U.S. government delays its fiduciary rule.
