From https://www.financial-planning.com/news/how-planning-software-can-reduce-regulatory-risk-for-financial-planners
0 visitor like this article | Viewed 23205 times | 0 comment
Summary: In a highly regulated industry, advisors may find that financial planning software and other technology applications can help keep them on the right side of Securities and Exchange Commission examiners and enforcement officials.
From InvestmentNews
Added on December 2017 in Join an RIA
0 visitor like this article | Viewed 4838 times | 0 comment
Summary: Brokerage firms that have already exited the broker-protocol agreement, or are considering an exit, might be missing the bigger picture, according to research by two finance professors at the University of Kentucky.
From WealthManagement
0 visitor like this article | Viewed 4043 times | 0 comment
Summary: When plotting a course for growth that leads to profit, you must create and follow a detailed plan for how you intend to reach your goal. Measuring profitability often becomes an afterthought when trying to grow a firm, but, in fact, it is a crucial part of every truly successful growth plan. Here, I provide strategies for building scale and achieving purposeful growth that leads to increased productivity and profitability.
From CNBC
0 visitor like this article | Viewed 3671 times | 0 comment
Summary; Many financial planners are doing a poor job at, well, planning — both for the future of their own firms and in grooming the next generation of advisors.
From IRIS
Added on December 2017 in Form an RIA
0 visitor like this article | Viewed 4421 times | 0 comment
Summary: Craig Stuvland and Craig Butler of tru Independence stopped by at the Schwab IMPACT Conference to discuss the growing breakaway trend and how they help advisors become business owners.
