From OnWallStreet
Added on November 2017 in Form an RIA
0 visitor like this article | Viewed 4288 times | 0 comment
Summary: Wirehouse advisors managing over $12 billion in client assets left the big four to join regional and independent firms, continuing a years-long trend of aggressive recruiting among the nation's smaller brokerages.
From WealthManagement.com
0 visitor like this article | Viewed 3997 times | 0 comment
Summary: Affluent clients aren’t likely to spread the good word on behalf of their financial advisor because, in their mind, this professional is doing what they’ve been hired to do. Right or wrong, affluent clients rarely give kudos for being a first-class professional. It’s expected.
From InvestmentNews
0 visitor like this article | Viewed 3217 times | 0 comment
Summary: As an adviser, you know 2017 has been dosed with Department of Labor hoopla, while it's been simultaneously tamed by a bull market. Just imagine what next year might bring. Have you devised a plan for it yet?
From InvestmentNews
0 visitor like this article | Viewed 3707 times | 0 comment
Summary: The current and future states of adviser technology were the subjects of two hour-long sessions at the InvestmentNews Technology Think Tank held in September in New York. In each session, participants were asked to identify their firm's top tech-related challenges and opportunities — first tackling those issues they face now and then turning to future concerns.
From InvestmentNews
0 visitor like this article | Viewed 3783 times | 0 comment
Summary: Technology can work many wonders — as long as it is used. One persistent problem in the advice business, however, is the relatively low rate at which advisers adopt new technology. Could adoption be mandatory? Participants in the Technology Think Tank Sept. 13 - 14 wrestled with the issue.
