From Financial Planning
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Summary: In the wake of the Equifax hack, are you confident your clients’ data is walled off behind sufficient cyber protections?
From WealthManagement.com
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Summary: In recent years, more retail investors have started to make the distinction between a fiduciary duty and a suitability standard. This, of course, is due to the Department of Labor’s years-long effort to rewrite the rules for retirement accounts, which has gained attention from segments of the mainstream media that don’t typically cover our industry.
From InvestmentNews
Added on October 2017 in M&A Issues
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Summary: A rising number of Registered Investment Advisor (RIA) firms are turning to mergers and acquisitions (M&A) as a way to sustain their business momentum in a period of slowing growth and rapid consolidation. Such deals are not small, either
From Finacial Planning
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Summary: In the wake of the Equifax hack, are you confident your clients’ data is walled off behind sufficient cyber protections?
From Financial Planning
Added on September 2017 in Form an RIA
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Summary: SEATTLE — Deficiencies found by regulators during their examinations of state-registered RIAs jumped nearly 60% to 7,907 in the first half of the year, and agencies are signaling plans to make advisors accountable for shortcomings in cybersecurity, officials say.
