Knowledge and Insight
Take advantage of the wealth of information in the Knowledge and Insight Digest. Read curated and organized industry articles.
SEC to Advisors: Improve Cybersecurity Preparedness
From Barron's
Added on August 2017 in Manage Your Practice
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Summary: Financial advisors have more work to do when it comes to protecting their systems from hackers, InvestmentNews reports, citing cybersecurity examination results released this week by the SEC.
AdvoKate: NextGen RIA Scholarship and Grant Winners Invade the Big Apple
From TD Ameritrade Institutional
Added on August 2017 in Join an RIA
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Summary: For many, summer in the city is something to try to escape. Sure, it’s hot and humid, but it’s also my favorite time of year. For me, it has come to symbolize an infusion of new energy into the RIA world as we welcome and celebrate our NextGen RIA Scholarship and Grant winners.
How One Firm Used Technology To Grow To $1 Billion AUM
From WealthManagement.com
Added on August 2017 in Manage Your Practice
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Summary: When it comes to advisor technology, selecting a product is only the beginning. The real challenge comes in implementation and adoption.
Private equity investors zero in on the RIA business
From InvestmentNews
Added on August 2017 in M&A Issues
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Summary: Private equity has discovered the financial advice industry, which can represent a whole new set of opportunities — and challenges — for advisory firms.
Wirehouse Advisors: Why Are You Still Giving 50% To The House?
From LinkedIn Pulse
Added on August 2017 in Join an RIA
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Summary: Is it time for you to go independent? Wirehouses tend to have significant overhead, and as such, a large portion of your paycheck inevitably goes to the firm to cover management and expenses. Though striking out on your own may seem a little daunting in the short-term, in the long run there are many rewards that make it worthwhile
