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New Year, New Planning: Why Not Start Today?

From IRIS
Added on December 2016 in Thought Leadership
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Summary: The idea of a new year is exciting: we can turn a page, wash the craziness of the past year off of us and start fresh.  After weeks of the stress of the holidays, family and year-end business goals, many of us are looking for a chance to catch our breath and get back to “our best self.” And that’s when we make our resolutions.

Millennials Say Their Job Prospects Are Brightening: Fed

From FA Magazine
Added on December 2016 in Thought Leadership
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Summary: Last year also saw double the young workers rate flexible work schedules as the top job benefit over employer contributions to retirement savings accounts, 14.46 percent to 7.81 percent.

In battle over bonuses, why so many advisers lose it all in arbitration

From OnWallStreet
Added on December 2016 in Join an RIA
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Summary: Business was looking up for Mark Immel in January. The longtime adviser had just won a $450,000 arbitration case against his former employer, Raymond James & Associates, after a tumultuous four years that had cost him tens of thousands of dollars and many sleepless nights.

Financial advisors weigh in on future of DOL fiduciary rule

From CNBC
Added on December 2016 in Form an RIA
0 visitor like this article | Viewed 3647 times | 0 comment

Summary: The U.S. Department of Labor's new fiduciary rule is set to begin implementation on April 10 and is expected to affect more than $3 trillion of retirement assets in the United States. It requires financial advisors and brokers to act in the best interests of their clients when dealing with retirement accounts. That regulation will affect investors' retirement accounts and the relationships they share with their advisors [VIDEO CONTENT]

5 Ways Your Practice Could Benefit From a Second Opinion

From InvestmentNews
Added on December 2016 in Plan for the Future
0 visitor like this article | Viewed 3102 times | 0 comment

Summary: You're successful, competitive and resourceful. Most of all, you're someone who does not like someone else telling them what to do. These qualities are all harbingers of success as a financial advisor, but they don't exempt you from being able to benefit from expert advice. Even Rory McIlroy has a swing coach, right?

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