From InvestmentNews
0 visitor like this article | Viewed 3321 times | 0 comment
Summary: Imagine this. A (prospective) client has a significant investment in a particular asset. You receive notice that the costs being charged inside this product are being increased. In addition, this notice includes forward guidance downgrading future interest earnings expectations by 50 basis points and cautioning that interest earnings expectations could be further reduced by as much as another 100 basis points.
From WealthManagement.com
0 visitor like this article | Viewed 2811 times | 0 comment
Summary: When someone asks us a question about niche marketing, one of our first thoughts is LinkedIn. Whether they’re targeting a certain company, an industry, a profession or demographic, LinkedIn is a great place to start. It helps you find niche prospects, determine your connections to them, and helps you market to them.
From ThinkAdvisor
0 visitor like this article | Viewed 3302 times | 0 comment
Summary: It’s been a long time since David Edwards, president of Heron Financial Group, has had to code anything. But in the years since he stopped working in IT (he began his career in systems at Morgan Stanley in the 1980s), Edwards has never forgotten certain key principles, notably the importance of having in place a system that lends itself toward creating efficiency.
From Financial Advisor IQ
0 visitor like this article | Viewed 2871 times | 0 comment
Summary: Advisor concern about the Department of Labor’s fiduciary rule keeps rising, according to a recent survey by Fidelity Institutional Asset Management.
From OnWallStreet
Added on November 2016 in Form an RIA
0 visitor like this article | Viewed 3234 times | 0 comment
Summary: Predictably, experts clash on what the impact of either a Trump or Clinton win will mean for the fiduciary rule before it is slated to go into effect on April 10. Some believe that the presidential election's effect on its implementation could extend far beyond the rule's technical boundaries to Dodd-Frank regulation — as well as to all non-retirement accounts. If that's the case, non-qualified accounts could come in for as profound a revolution as the one currently anticipated for retirement accounts.
