From InvestmentNews
0 visitor like this article | Viewed 4443 times | 0 comment
Summary: Asking certain types of clients for referrals can better an adviser's odds of getting that valuable recommendation that leads to new business.
From AdvisorHub
Added on April 2016 in Form an RIA
0 visitor like this article | Viewed 5012 times | 0 comment
Summary: Although not completely obvious, there are many similarities between the sport of mixed martial arts (MMA) and the move to independence by financial advisors.
From InvestmentNews
Added on April 2016 in M&A Issues
1 visitor like this article | Viewed 4359 times | 0 comment
Summary: The DOL fiduciary rule, already expected to spur consolidation in the broker-deal industry, could also hasten mergers in the registered investment adviser space.
From Financial Advisor IQ
Added on April 2016 in Form an RIA
1 visitor like this article | Viewed 4171 times | 0 comment
Summary: Robo-advisor platforms may well be attractive to advisors seeking new ways to cut costs, streamline their asset allocation models or engage with younger clients. But some industry lawyers warn of a burgeoning tide of liability for advisors who incorrectly use these dispassionate tools.
From WealthManagement.com
1 visitor like this article | Viewed 3580 times | 0 comment
Summary: It takes a savvy advisor with a working knowledge of generational differences to navigate in today’s environment. Many advisors risk alienating potential and existing clients with a semantic slip, a word that resonates wrong, advice to someone younger that should have been reserved for someone older.
