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RBC's Taft: Read the Fine Print Before Deciding Who Wins with Fiduciary

From On Wall Street
Added on April 2016 in Form an RIA
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Summary: Last week, the Department of Labor issued the final version of a sweeping regulation for the industry that requires anyone providing investment advice for retirement accounts to serve as a fiduciary and act solely in the best interests of clients.

RIAs: Do You Have a Social Media Strategy for Asset and Client Growth?

From IRIS
Added on April 2016 in Manage Your Practice
1 visitor like this article | Viewed 3913 times | 0 comment

Summary: Registered Investment Advisors and financial planners without a social media strategy may need to think again in planning for asset and client growth in 2016.

The winners and losers of the DOL fiduciary rule

From InvestmentNews
Added on April 2016 in Thought Leadership
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Summary: [VIDEO] Advice industry experts weigh in on who stands to gain from the Labor Department's final fiduciary rule, as well as the areas of the industry due to suffer under the new regulation.

'Deals Are at an All-Time High,' Recruiters Say

From On Wall Street
Added on April 2016 in Join an RIA
1 visitor like this article | Viewed 4493 times | 0 comment

Summary: [VIDEO] Mega deals are on the horizon for top producers looking to switch firms, leading recruiters say in this video installment of On Wall Street's annual recruiters panel.

What's Really Happening in the M&A Space?

From LinkedIn Pulse
Added on April 2016 in M&A Issues
1 visitor like this article | Viewed 4461 times | 0 comment

Summary: We keep hearing all of the statistics and seeing all of the headlines: there have been X number of firm sales in the past year, up X% from last year.  But what’s behind those statistics and what do they really mean to the actual buyers and sellers in the marketplace?

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